-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RMNZjQ1MAGV98aRMLvB5sdO84RU63/ZzOY25Khcj8tBmFwjkCJFkTGisPfyxh731 0M9M+HCfFt/BWL0f+lQlvg== 0001104659-08-009708.txt : 20080213 0001104659-08-009708.hdr.sgml : 20080213 20080213114434 ACCESSION NUMBER: 0001104659-08-009708 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW HORIZONS WORLDWIDE INC CENTRAL INDEX KEY: 0000850414 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 222941704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-40807 FILM NUMBER: 08602196 BUSINESS ADDRESS: STREET 1: 1900 S. STATE COLLEGE BLVD. STREET 2: SUITE 200 CITY: ANAHEIM STATE: CA ZIP: 92806-6135 BUSINESS PHONE: 7149408000 MAIL ADDRESS: STREET 1: 1900 S. STATE COLLEGE BLVD. STREET 2: SUITE 200 CITY: ANAHEIM STATE: CA ZIP: 92806-6135 FORMER COMPANY: FORMER CONFORMED NAME: HANDEX ENVIRONMENTAL RECOVERY INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH STUART O CENTRAL INDEX KEY: 0000902224 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 500 CAMPUS DR CITY: MORGANVILLE STATE: NJ ZIP: 07751 SC 13G 1 a08-5533_1sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.     )*

 

NEW HORIZONS WORLDWIDE, INC.

(Name of Issuer)

Common Stock, $0.01 Par Value

(Title of Class of Securities)

645526 10 4

(CUSIP Number)

December 31, 2007

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 

 

 

1.

Names of Reporting Persons
Stuart O. Smith
Declaration of Trust of Stuart O. Smith, dated 11-18-1981, as modified

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

 

Not Applicable

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,012,438

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,012,438

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,012,438

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
Not Applicable

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.3%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

2



 

Item 1.

 

(a)

Name of Issuer
New Horizons Worldwide, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
1900 S. State College Blvd., Suite 650, Anaheim, CA 92806

 

Item 2.

 

(a)

Name of Person Filing
Stuart O. Smith, individually and as trustee and settlor of The Declaration of Trust of Stuart O. Smith, dated 11-18-1981, as modified

 

(b)

Address of Principal Business Office or, if none, Residence
1900 S. State College Blvd., Suite 650, Anaheim, CA 92806

 

(c)

Citizenship
United States

 

(d)

Title of Class of Securities
Common Stock, $0.01 Par Value

 

(e)

CUSIP Number
645526 10 4

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

3



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:
1,012,438 shares of Common Stock are held beneficially and of record by The Declaration of Trust of Stuart O. Smith, dated 11-18-1981, as modified (the “Trust”).  As the settlor and current trustee of the Trust, Mr. Stuart O. Smith has voting and dispositive power of the securities held by the Trust.

 

(b)

Percent of class:   

9.3%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

0

 

 

(ii)

Shared power to vote or to direct the vote    

1,012,438

 

 

(iii)

Sole power to dispose or to direct the disposition of   

0

 

 

(iv)

Shared power to dispose or to direct the disposition of   

1,012,438

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

Not Applicable

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable

 

Item 9.

Notice of Dissolution of Group

Not Applicable

 

4



 

Item 10.

Certification

Not Applicable

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 12, 2008

 

Date

 


/S/ Stuart O. Smith

 

Signature

 


Stuart O. Smith

 

Name/Title

 

5


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